COMPANY OVERVIEW

KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a patient and disciplined investment approach, employing world-class people, and supporting growth in its portfolio companies and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds. KKR’s insurance subsidiaries offer retirement, life and reinsurance products under the management of Global Atlantic Financial Group. References to KKR’s investments may include the activities of its sponsored funds and insurance subsidiaries.

TEAM OVERVIEW

Operations Regulatory & Audit Management (ORAM) provides a coordinated, consistent and defensible operational response when regulatory examinations, inquiries, investigations, consent orders, audits or regulatory requirements require Operations involvement.

The team partners with Compliance, Legal, Internal Audit, Operations leaders and third-party administrators to coordinate responses, conduct analysis, manage documentation and evidence, oversee remediation and strengthen readiness for future regulatory and audit activity.

ORAM also works to improve how the organization prepares for and responds to these matters by strengthening governance, documentation, issue management and repeatable response practices.

POSITION OVERVIEW

The Senior Analyst, Operations Regulatory & Audit Management is an experienced individual contributor responsible for independently managing regulatory and audit work and supporting complex examinations, inquiries, audits and remediation efforts.

The role owns defined matters and workstreams from intake through completion, including stakeholder coordination, research and analysis, evidence gathering, response preparation, tracking and reporting. The Senior Analyst is expected to exercise sound judgment, identify potential issues before they become escalations and operate with minimal day-to-day guidance.

The role also supports ORAM readiness and process maturity by maintaining playbooks, documentation standards, reporting practices and governance routines and by identifying opportunities to make recurring work more efficient, consistent and repeatable.

Successful candidates will be organized, analytical and comfortable working directly with Operations, Compliance, Legal, auditors, regulators and third-party administrators while managing multiple priorities and deadlines.

RESPONSIBILITIES MAY INCLUDE, BUT ARE NOT LIMITED TO

Independently manage regulatory requests, audit activities and defined workstreams within larger examinations, inquiries or remediation programs.
Manage external and internal audit requests by coordinating research, analysis, data and supporting documentation across Operations and third-party administrators.
Support Market Conduct Exams, Department of Insurance inquiries and other regulatory matters, including request tracking, evidence coordination, response development and follow-up.
Conduct thorough research and analysis and communicate findings, risks and recommendations to ORAM leadership and business partners.
Organize and coordinate data gathering and evidence packages and review materials for completeness, accuracy and consistency before submission.
Maintain clear ownership, milestones, status and documentation for assigned regulatory and audit matters.
Identify potential response gaps, inconsistencies, missed requirements or emerging concerns and escalate them with recommended next steps.
Support implementation and ongoing oversight of regulatory requirements, examination findings and audit remediation activities.
Track remediation commitments, supporting evidence and closure activities and follow up with accountable business partners to maintain progress.
Compile and analyze examination, audit and regulatory data to identify trends, repeat issues and opportunities to strengthen readiness.